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Vol. 18, No. 2, Spring 1999
"Moral Fitness for Professions"
Mike W. Martin, Chapman University

The idea of moral fitness for a profession may sound slightly quaint and stuffy, but it deserves more attention than it has received. In a variety of contexts, we do make character assessments in determining who is qualified to enter or continue to serve in a profession, as well as in a specific job or office. Those contexts include: registration and licensing boards deciding whether to grant entrance to a profession; citizens assessing politicians, judges, and other officials for public offices-, and professors writing letters of recommendation for students seeking entrance to professional programs.

A Teacher's Problem
Once, a student I knew to be an alcoholic, asked me for a letter of recommendation for a graduate program in criminal justice. On another occasion, I learned that a student who had stolen books from my office was asking a colleague to write a letter of recommendation for her to enter divinity school. What were my responsibilities? What should I have done? Could I seriously predict, based on what I knew, how responsible the students were likely to be in their respective professions? Does the teacher-student relationship require me to give the benefit of the doubt to the student? If so, should mentors and professional colleagues always be similarly generous, at the possible expense of clients? These illustrations also bear on wider questions about how overall character relates to professional roles--and how much we can know about that relation in specific instances. Were these isolated incidents, or signs of temporary immaturity, or indications of basic unfitness for entering their professions?

How general character bears on moral fitness for a profession deserves at least as much attention as the inverse subject of how professional roles shape character, a topic frequently discussed since the 1970s. Indeed, the issues are connected: In assessing the relevance of character to a future member of a profession, we need to take into account how professions may reshape the character we see--in negative as well as positive ways.

Judgments of moral fitness look to the future based on the past, but they extrapolate from one limited set of data about some areas of life, often personal life, to new contexts in which we have not yet seen the person perform. That extrapolation makes such judgments risky, but does it also make them fallacious? Does the extrapolation depend on the mistaken idea that good character is all or nothing and that good conduct in one context is tightly linked to good conduct in a quite different context?

Unity of Virtues?
Character is not a seamless web. Aristotle defended a strong 11 unity of virtue" thesis, although his thesis focused on the unity of the four cardinal virtues (wisdom, courage, temperance, and justice). Today most ethicists would agree with John Dewey in sharply rejecting the unity of virtue. "All character is speckled," wrote Dewey in Human Nature and Conduct. More recently, Owen Flanagan in the Varieties of Moral Personality drew on cognitive psychology to explain why character is invariably riddled with "moral gaps": character traits are situation -se n sitive, moral virtues are enormously varied (and sometimes in conflict), and both situations and personalities vary enormously.

Moral gaps arise not only from having some virtues (for example generosity) and lacking others (truthfulness), but in manifesting the same virtues in some contexts, roles, or dimensions of roles, but not others.

Clearly, fundamental traits of a person's character are relevant to their acting responsibly in a professional role. The most important of these are humaneness, selfcontrol, general responsibility, and honesty (both trustworthiness and truthfulness). Professionals generally are placed in positions of trust, serving an important need of client or society. The specific importance of trust is broad-based and in varying degrees open-ended - we cannot now foresee exactly how and when trust will matter. Of necessity, we must look to the post and present in projecting an uncertain and dangerous future, estimating from some (private) contexts where irresponsibility is manifest, the likelihood of similar irresponsibility in other quite different (public) contexts. So, for example, most Americans, whatever their judgment of Clinton's private character, saw enough competence and creativity in Clinton's public record to make removal from office seem unwarranted.

My Homophobic Physician
Sometimes the links are clear enough. We do not want a heroin user working as a pharmacist, a peclophile supervising a child-care center, a rapist working as an anesthesiologist, a rabid bigot serving as a judge. In these instances, general character bears directly on the work. More often the link is not so clear. Do we, for example, want to bar from practice a homophobic physician who is admirably skilled and caring except when the patient is gay?

For me, this is not an abstract question. On June 21, 1999, 1 picked up the Los Angeles Times to read--to my horror--that the American Civil Liberties Union was suing my own physician (and HMO) for sex discrimination. While conducting a routine physical, which included a pelvic examina- tion, the physician asked the patient about birth control. She replied that she used none because she was a lesbian in a monogamous relationship. Following the exam the doctor asked the patient to make her next medical visit with another physician in the office because he did not approve of her "lifestyle."

Homophobia and many other bigotries are all too common in the professions, as are drug abuse, kleptomania, an assortment of sexual perversions, and so on. A hard line on character would not merely create a shortage of qualified professionals; it might leave us with none at all!

Nevertheless, there is a problem here. On the one hand, knowing the physician in question, I would not have wanted him blocked from entering medicine because of his homophobia. On the other hand, his homophobia might well surface many times during a career in medicine. Bigotry is at least one important character trait I would want taken seriously in preparing individuals for medical careers--and to be addressed in programs of continuing education.

Character and Conscience
So far I have focused on preparing for a profession, including what education can do about character flaws likely to surface in practice. Let me conclude by distinguishing several additional issues regarding the interplay of character in private and professional roles.

One issue concerns disciplining people for specific failings once they have become professionals. My physician should (and undoubtedly will) be disciplined, by the courts and by his HMO, for how he dealt with his patient. (He should at least have found a less insulting way to transfer his patient to another physician.) But the penalty will be for the act, not for his flawed character. This is true even if, as seems unlikely, he were to be required to undergo counselling for homophobia. In general, we should respond only when abuses occur. We should leave room for the exercise of both personal freedom and professional conscience.

Issues about private conscience in professional life are notoriously complex. How far should we allow private conscience to guide professional conduct when it departs from the moral consensus expressed in the relevant code of ethics. When does conduct guided by personal conscience become unprofessional? These issues are the primary topic of most debates about professional ethics in the courts, classrooms, and professional societies. We all agree, for example, that college professors should have great freedom to express their views. Academic freedom is central to what college professors are supposed to be. But what about an atheist philosopher who grades down a student for defending religion in an essay? The professor is wrong, of course. The question is what should we, his colleagues, do about it? Here, I think, a code of ethics is essential in setting and enforcing standards-even though codes are always vague and incomplete.

Issues of conscience are also connected with the meaning and requirements of professional distance. Just what does appropriate distance amount to? What does it require by way of setting aside personal values in order to meet professional responsibilities, to avoid greed, sexual dominance, paternalism, or conflicts of interest, and otherwise to meet minimum standards for practice of the profession?

Room for Aspirations?
I turn now to the more positive side of character, the aspiration to do more than meet the profession's minimum standard. We want practitioners who have been drawn into their profession by a deeply-felt commitment to its ideals. This commitment must cohere with codified duties, but it transcends the minimal competence required of members of the profession. Professional ethics is more than shared duties and episodic dilemmas. It includes the personal commitments that motivate, guide, and give meaning to the lives of professionals. These commitments, though personal, deserve greater emphasis in thinking about professional ethics--as I argue in my latest book, Meaningful Work: Rethinking Professional Ethics (forthcoming, Oxford University Press).

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