Organization:Association
for Investment Management and Research (now the CFA
Institute)
Source: CSEP
Library
Date Approved:1998
Other Version(s) in our Codes
of Ethics Online Collection:None
of Ethics Online Collection:None
Disclaimer: Please note the codes in our collection might not necessarily
be the most recent versions. Please contact the individual organizations
or their websites to verify if a more recent or updated code of ethics
is available. CSEP does not hold copyright on any of the codes of ethics
in our collection. Any permission to use the codes must be sought from
the individual organizations directly.
Code of Ethics
All members of the Association for Investment Management and Research, the Financial Analysts Federation, and the Institute of Chartered Financial Analysts and the holders of and candidates for the Chartered Financial Analyst designation are obligated to conduct their activities in accordance with the following Code of Ethics. Disciplinary sanctions may be imposed for violations of the Code and Standards.
Members of the Association for Investment Management and Research shall:
- Act with integrity, competence, dignity, and in an ethical
manner when dealing with the public, clients, prospects,
employers, employees, and fellow members.
- Practice and encourage others to practice in a professional
and ethical manner that will reflect credit on members and
their profession.
- Strive to maintain and improve their competence and the
competence of others in the profession.
- Use reasonable care and exercise independent professional judgment.
